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Who we are
The Fold Legal is a specialist boutique law firm offering the full range of regulatory, corporate and commercial legal services to financial services.
Supporting clients Australia-wide from offices in Brisbane and Sydney, we help managed account providers and other wealth management businesses respond to the evolving regulatory and commercial environment.
Our extensive suite of tools, templates, kits and manuals enables clients to support themselves where possible and to seek our advisory services for more complex issues
How we can help:
Applying for and varying AFS licences and appointing Responsible Managers
Financial product development and documentation
Managed discretionary account procedures and templates
Designing distribution channels and appointing authorised representatives, referrers and distributors
Disclosure documents – FSGs, SoAs and RoAs
Reviewing websites and other marketing material
Monitoring and supervision systems and processes
Breach management and reporting
ASIC liaison, investigations and enforceable undertakings
Corporate structuring, shareholder and partnership agreements, sales and acquisitions, JVs and strategic alliances, succession planning.